Effect of Preconditioning on the Extreme Climate Events in the Tropical Indian Ocean*

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Abstract
Sea surface temperature observations in the eastern equatorial Indian Ocean (EEIO) during the period 1950–2003 indicate that Indian Ocean dipole/zonal mode (IODZM) events are strong in two decades, namely, the 1960s and 1990s. Atmospheric reanalysis products in conjunction with output from an ocean model are examined to investigate the possible reason for the occurrence of strong IODZM events in these two decades. Specifically, the hypothesis that the mean thermocline in the EEIO is raised or lowered depending on the phase of Pacific decadal variability (PDV), preconditioning the EEIO to favor stronger or weaker IODZM activity, is examined. Diagnostics reveal that the EEIO is preconditioned by the traditional PDV signal (SVD1 of SST), deepening or shoaling the thermocline off south Java through its influence on the Indonesian Throughflow (ITF; oceanic teleconnection), and by residual decadal variability in the western and central Pacific (SVD2 of SST) that changes the equatorial winds over the Indian Ocean (atmospheric teleconnection). Both effects produce a background state that is either favorable or unfavorable for the thermocline–mixed layer interactions, and hence for the excitation of strong IODZM events. Collectively, SVD1 and SVD2 are referred to as PDV here. This hypothesis is tested with a suite of ocean model experiments. First, two runs are carried out, forced by climatological winds to which idealized easterly or westerly winds are added only over the equatorial Indian Ocean. As might be expected, in the easterly (westerly) run a shallower (deeper) thermocline is obtained over the EEIO. Then, observed winds from individual years are used to force the model. In these runs, anomalously cool SST in the EEIO develops only during decades when the thermocline is anomalously shallow, allowing entrainment of colder waters into the mixed layer. Since 1999 the PDV phase has changed, and consistent with this hypothesis the depth of the mean thermocline in the EEIO has been increasing. As a consequence, no IODZM developed during the El Niño of 2002, and only a weak cooling event occurred during the summer of 2003. This hypothesis likely also explains why some strong IODZM events occur in the absence of ENSO forcing, provided that PDV has preconditioned the EEIO thermocline to be anomalously shallow.