Nucleation and growth of faults in brittle rocks

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Abstract
We present a model for the nucleation and growth of faults in intact brittle rocks. The model is based on recent experiments that utilize acoustic emission events to monitor faulting processes in Westerly granite. In these experiments a fault initiated at one site without significant preceding damage. The fault propagated in its own plane with a leading zone of intense microcracking. We propose here that faults in granites nucleate and propagate by the interaction of tensile microcracks in the following style. During early loading, tensile microcracking occurs randomly, with no significant crack interaction and with no relation to the location or inclination of the future fault. As the load reaches the ultimate strength, nucleation initiates when a few tensile microcracks interact and enhance the dilation of one another. They create a process zone that is a region with closely spaced microcracks. In highly loaded rock, the stress field associated with microcrack dilation forces crack interaction to spread in an unstable manner and recursive geometry. Thus the process zone propagates unstably into the intact rock. As the process zone lengthens, its central part yields by shear and a fault nucleus forms. The fault nucleus grows in the wake of the propagating process zone. The stress fields associated with shear along the fault further enhance the microcrack dilation in the process zone. The analysis shows that faults should propagate in their own plane, making an angle of 20°–30° with the maximum compression axis. This model provides a physical basis for “internal friction,” the empirical parameter of the Coulomb criterion.

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