Sum Rule for Crystalline Metal Surfaces

Abstract
We have derived a sum rule for the electronic scattering phase shifts in a metal, produced by a planar boundary surface. The sum rule, which states that a weighted Fermi-surface average of the asymptotic phase of the electronic wave function in the presence of a metal surface is equal to π4, is derived for the case where explicit account is taken of the energy bands and crystalline structure of the solid. This extends the sum rule originally stated by Sugiyama for a jellium model of a metal. Modifications of the sum rule in the presence of an applied electric field and for complex band structure are also considered.