Electronic and optical properties of θAl2O3 and comparison to αAl2O3

Abstract
θAl2O3 is a metastable phase of alumina with local Al coordinations closely related to those in γAl2O3. The electronic structure and the linear optical properties of θAl2O3 are studied by means of first-principles local density calculations. The results are compared with the stable phase αAl2O3. An indirect band gap of 4.64 eV is obtained, which is about 1.6 eV smaller than that of αAl2O3. The other band structure parameters are found to be quite close, and the calculated density of states (DOS) differ from that of αAl2O3 in fine details. Site- and orbital-resolved partial DOS show significant dependence on local coordinations for both Al and O atoms. They are in reasonable agreement with the experimental energy loss near edge spectra of γAl2O3. Effective charge and bond order calculations show θAl2O3 to be comparable to αAl2O3. For the linear optical properties, a refractive index 1.73 is obtained, which is close to 1.78 for αAl2O3. The bulk plasmon peak in the energy loss function of θAl2O3 is located at 22.6 eV, which is lower by about 1 eV than that in αAl2O3. The anisotropy in the optical properties of αAl2O3 occurs mainly at the low photon energy region of less than 20 eV, and that for the θAl2O3 is insignificant.