Enhancing Reactivity of Carbonyl Compounds via Hydrogen-Bond Formation. A DFT Study of the Hetero-Diels−Alder Reaction between Butadiene Derivative and Acetone in Chloroform

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Abstract
To examine how hydrogen-bond (HB) formation involving chloroform solvent molecules influences the chemical reactivity of ketones, the hetero-Diels−Alder reaction of N,N-dimethyl-1-amino-3-methoxy-1,3-butadiene and acetone has been studied by using density functional theory (DFT) at the B3LYP/6-31G* level. The effects of the chloroform on the activation energies have been modeled by means of discrete-continuum models. In the gas phase, the formation of specific HB between acetone and one and two chloroform molecules decreases the activation barriers from 19.3 to 13.6 and 8.5 kcal/mol, respectively. Inclusion of solvent effects by means of combined discrete and polarizable continuum models yields a change of molecular mechanism from a concerted to a two-step mechanism, and the first nucleophilic step is the rate-limiting step. The corresponding values of activation barriers in chloroform are 18.6 kcal/ mol (no HB), 13.5 kcal/mol (one HB), and 9.6 kcal/mol (two HBs). These theoretical results account for the experimental observation that chloroform accelerates the reaction more markedly than more polar aprotic solvent such as acetonitrile. A DFT analysis of the global electrophilicity power of the reagents provides a sound explanation about the catalytic effects of chloroform.

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