Exact diagonalization study of the hole distribution inCuO3chains within the four-band dp model

Abstract
We consider the hole distribution in CuO3 chains as a function of the total hole number 0⩽ n ⩽2 per chain unit within the standard dp model containing one orbital per site. The nonequivalency of the apical and the chain oxygen sites is taken into account explicitly. Using slightly modified standard CuO2 plane parameter sets, we compare the results of exact diagonalization studies of periodic and open CuO3 chains with experimental data for YBa2 Cu3 O7δ (YBCO) and Ca(Sr)2 CuO3, and with theoretical results obtained within the following often used approximations: the Hartree-Fock and the local ansatz approximations, as well as with the exclusion of double occupancies at Cu sites and also that at oxygen ones (spinless fermion picture). We have found out that the ratio of the hole densities on the apical and the chain oxygen sites is sensitive to the magnitude of the nearest-neighbor Coulomb interaction Vpd and the difference of their site energies Δpp. Adopting values Vpd∼ 1 eV and Vpp∼0.5Vpd, we estimate Δpp=1.5 to 2.5 eV for YBCO from the comparison with O 1s x-ray absorption spectroscopy and O17 nuclear magnetic resonance data. Using experimental values of the corresponding binding energies and the components of the electric field gradient tensor, the site energy of the apical oxygen 2pz states relative to the planar copper Cu(2) 3dx2y2 states is estimated as ∼5 to 6 eV. With increasing hole doping and/or the strength of Vpd, the holes are increasingly localized at the apical oxygen sites. Various chain aspects of proposed scenarios for the PrBa2 Cu3 O7 problem are briefly discussed.