Strain dependence of the valence-band offset in InAs/GaAs heterojunctions determined by ultraviolet photoelectron spectroscopy

Abstract
We have used ultraviolet photoelectron spectroscopy to study the strain dependence of the valence-band offset in situ for InAs/GaAs(100) heterojunctions grown by molecular-beam epitaxy. The Ga 3d5/2 and In 4d5/2 core-level to valence-band-maximum binding-energy separations and the Ga 3d5/2 to In 4d5/2 core-level energy separations were measured as functions of strain. This requires the growth of fully relaxed Inx Ga1xAs buffer layers of varying composition as virtual substrates. We account for the true shape of the density of states near the valence-band edge by using results of k⋅p theory. Thus a full empirical pseudopotential calculation can be avoided. Our measurements yield valence-band offset values of 0.04±0.10 eV for InAs strained to GaAs(100), 0.57±0.10 eV for GaAs strained to InAs, and 0.36±0.06 eV for both strained to InP(100), respectively, the valence-band maximum being lower at the InAs side of the junction.